The maze of real-world evidence frameworks: from a desert to a jungle! An environmental scan and comparison across regulatory and health technology assessment agencies
Publication: Journal of Comparative Effectiveness Research
Abstract
Aim: Regulatory and health technology assessment (HTA) agencies have increasingly published frameworks, guidelines, and recommendations for the use of real-world evidence (RWE) in healthcare decision-making. Variations in the scope and content of these documents, with updates running in parallel, may create challenges for their implementation especially during the market authorization and reimbursement phases of a medicine's life cycle. This environmental scan aimed to comprehensively identify and summarize the guidance documents for RWE developed by most well-established regulatory and reimbursement agencies, as well as other organizations focused on healthcare decision-making, and present their similarities and differences. Methods: RWE guidance documents, including white papers from regulatory and HTA agencies, were reviewed in March 2024. Data on scope and recommendations from each body were extracted by two reviewers and similarities and differences were summarized across four topics: study planning, choosing fit-for-purpose data, study conduct, and reporting. Post-authorization or non-pharmacological guidance was excluded. Results: Forty-six documents were identified across multiple agencies; US FDA produced the most RWE-related guidance. All agencies addressed specific and often similar methodological issues related to study design, data fitness-for-purpose, reliability, and reproducibility, although inconsistency in terminologies on these topics was noted. Two HTA bodies (National Institute for Health and Care Excellence [NICE] and Canada's Drug Agency) each centralized all related RWE guidance under a unified framework. RWE quality tools and checklists were not consistently named and some differences in preferences were noted. European Medicines Agency, NICE, Haute Autorité de Santé, and the Institute for Quality and Efficiency in Health Care included specific recommendations on the use of analytical approaches to address RWE complexities and increase trust in its findings. Conclusion: Similarities in agencies' expectations on RWE studies design, quality elements, and reporting will facilitate evidence generation strategy and activities for manufacturers facing multiple, including global, regulatory and reimbursement submissions and re-submissions. A strong preference by decision-making bodies for local real-world data generation may hinder opportunities for data sharing and outputs from international federated data networks. Closer collaboration between decision-making agencies towards a harmonized RWE roadmap, which can be centrally preserved in a living mode, will provide manufacturers and researchers clarity on minimum acceptance requirements and expectations, especially as novel methodologies for RWE generation are rapidly emerging.
Shareable abstract
Confused by RWD/RWE guidance for healthcare decision-making? Review and comparison of guidance documents by regulatory and reimbursement agencies, as well as research groups, revealed the need for a harmonized roadmap and standards across agencies! #RWD #RWE #DrugDevelopment #EvidenceGeneration #Healthcare #Regularory #HTA
Plain language summary
What is the article about?
Real-world data (RWD) is collected outside clinical trial settings, from sources such as patient medical records from routine clinical practice. The knowledge gained from analyses of RWD is called real-world evidence (RWE) and it can be used alongside clinical trials to assess how effective and safe treatments perform in the real world. Organizations that assess the value of medicines have provided and continue to provide guidance on how to generate and use RWE for healthcare decisions, such as market authorizations and reimbursement. In this article we aimed to identify and summarize the guidance on RWE developed by regulatory and reimbursement agencies, as well as other organizations focused on healthcare decision-making, and present similarities and differences.
What are the results?
We looked at guidance documents from regulatory agencies (such as FDA and EMA), from organizations that assess the value of healthcare technologies compared with standard of care for pricing and reimbursement decisions (such as NICE), and from organizations focused on healthcare decision making (such as ISPOR, ISPE). Overall, the documents covered similar topics when talking about issues of data quality and of transparency in results reporting, but the documents differed in the level of detail and specificity in their recommendations. In preparation for regulatory and health technology assessment submissions, this maze of RWE frameworks and guidance can be unclear and cumbersome to navigate for manufacturers and researchers.
What do the results of the study mean?
The findings revealed a duplication of effort during the development of guidance documents and the lack of a uniform, clear set of guidelines and expectations. We believe more collaboration between the organizations is needed to improve clarity and efficiency of everyone involved. Ideally, a central resource with up-to-date information and standardized guidance and approaches should be established.
Supplementary Material
File (supplementary materials.docx)
- Download
- 86.94 KB
References
Papers of special note have been highlighted as: • of interest; •• of considerable interest
1.
US Food & Drug Administration. Real-World Evidence. https://www.fda.gov/science-research/science-and-research-special-topics/real-world-evidence
2.
Nishioka K, Makimura T, Ishiguro A et al. Evolving acceptance and use of RWE for regulatory decision making on the benefit/risk assessment of a drug in Japan. Clin. Pharmacol. Ther. 111(1), 35–43 (2022).
3.
Canadian Agency for Drugs and Technologies in Health. Guidance for Reporting Real-World Evidence 2023. https://www.cadth.ca/sites/default/files/RWE/MG0020/MG0020-RWE-Guidance-Report-Secured.pdf
•• This framework aims to promote standardization in the reporting of real-world evidence (RWE) studies to inform reimbursement decision-making in Canada.
4.
National Institute for Health and Care Excellence. NICE real-world evidence framework 2022. https://www.nice.org.uk/corporate/ecd9/resources/nice-realworld-evidence-framework-pdf-1124020816837#:~:text=The%20framework%20aims%20to%20improve,the%20section%20on%20NICE%20guidance
•• This framework describes best practices for planning, conducting and reporting RWE studies with the aim to increase the quality and transparency of this type of evidence.
5.
International Coalition of Medicines Regulatory Authorities. ICMRA statement on international collaboration to enable real-world evidence (RWE) for regulatory decision-making 2022. https://www.icmra.info/drupal/sites/default/files/2022-07/icmra_statement_on_rwe.pdf
6.
Duke-Margolis Institute for Health Policy. Real-World Evidence Collaborative. https://healthpolicy.duke.edu/projects/real-world-evidence-collaborative
7.
Real-world Evidence Alliance. https://rwealliance.org/
8.
US Food & Drug Administration. Guidance document. Use of Real-World Evidence to Support Regulatory Decision-Making for Medical Devices. Guidance for Industry and Food and Drug Administration Staff 2017. https://www.fda.gov/regulatory-information/search-fda-guidance-documents/use-real-world-evidence-support-regulatory-decision-making-medical-devices
9.
Faria R, Hernandez Alava M, Manca A et al. NICE DSU Technical Support Document 17: the use of observational data to inform estimates of treatment effectiveness in technology appraisal: Methods for comparative individual patient data 2015. http://www.nicedsu.org.uk
10.
European Medicines Agency. European medicines agencies network strategy to 2025. https://www.ema.europa.eu/en/documents/report/european-union-medicines-agencies-network-strategy-2025-protecting-public-health-time-rapid-change_en.pdf
•• Outlines areas of strategic focus to handle the rapidly changing environment surrounding how to ensure patient access to safe, effective medicines in the European Union.
11.
European Medicines Agency. Guideline on registry-based studies 2021. https://www.ema.europa.eu/en/documents/scientific-guideline/guideline-registry-based-studies_en.pdf-0
12.
European Commission. European Health Data Space. https://health.ec.europa.eu/ehealth-digital-health-and-care/european-health-data-space_en
13.
European Medicines Agency. Technical workshop on real-world metadata for regulatory purposes. https://www.ema.europa.eu/en/events/technical-workshop-real-world-metadata-regulatory-purposes
14.
European Medicines Agency. Data Analysis and Real World Interrogation Network (DARWIN EU). https://www.ema.europa.eu/en/about-us/how-we-work/big-data/data-analysis-real-world-interrogation-network-darwin-eu
15.
European Medicines Agency. Learnings initiative webinar for optimal use of big data for regulatory purpose. https://www.ema.europa.eu/en/events/learnings-initiative-webinar-optimal-use-big-data-regulatory-purpose
16.
European Commission. Horizon Europe Work Programme 2021-2022 2022. https://ec.europa.eu/info/funding-tenders/opportunities/docs/2021-2027/horizon/wp-call/2021-2022/wp-4-health_horizon-2021-2022_en.pdf
17.
US Food & Drug Administration. Real-World Data: Assessing Electronic Health Records and Medical Claims Data To Support Regulatory Decision-Making for Drug and Biological Products. Draft Guidance for Industry 2021. https://www.fda.gov/regulatory-information/search-fda-guidance-documents/real-world-data-assessing-electronic-health-records-and-medical-claims-data-support-regulatory
• This guidance, issued as part of the 21st Century Cures Act, aims to provide relevant stakeholders with considerations on an evidence base that relies on electronic health records or medical claims data in clinical studies.
18.
US Food & Drug Administration. Considerations for the Design and Conduct of Externally Controlled Trials for Drug and Biological Products. Guidance document 2023. https://www.fda.gov/regulatory-information/search-fda-guidance-documents/considerations-design-and-conduct-externally-controlled-trials-drug-and-biological-products
19.
Medicines & Healthcare Products Regulatory Agency. MHRA guidance on the use of real-world data in clinical studies to support regulatory decisions 2021. https://www.gov.uk/government/publications/mhra-guidance-on-the-use-of-real-world-data-in-clinical-studies-to-support-regulatory-decisions/mhra-guidance-on-the-use-of-real-world-data-in-clinical-studies-to-support-regulatory-decisions
20.
Medicines & Healthcare Products Regulatory Agency. Guidance on randomised controlled trials using real-world data to support regulatory decisions (2021). https://www.gov.uk/government/publications/mhra-guidance-on-the-use-of-real-world-data-in-clinical-studies-to-support-regulatory-decisions/mhra-guideline-on-randomised-controlled-trials-using-real-world-data-to-support-regulatory-decisions#:~:text=This%20guideline%20is%20aimed%20at,RWD%20for%20supporting%20regulatory%20decisions
21.
Haute Autorité de Santé. Real-world studies for the assessment of medicinal products and medical devices (2021). https://www.has-sante.fr/jcms/p_3284524/en/real-world-studies-for-the-assessment-of-medicinal-products-and-medical-devices
22.
Institut für Qualität und Wirtschaftlichkeit im Gesundheitswesen (IQWiG). Concepts for the generation of routine practice data and their analysis for the benefit assessment of drugs according to §35a Social Code Book V (SGB V) 2020. https://www.iqwig.de/download/a19-43_routine-practice-data-for-the-benefit-assessment-of-drugs_extract-of-rapid-report_v1-0.pdf
• Outlines and assesses concepts related to data collected outside a clinical trial setting, specifically in regard to suitability, quality, methodology and reporting.
23.
European Network for Health Technology Assessment (EUnetHTA). Individual Practical Guideline Document: D4.3.1: Direct and Indirect Comparisons 2022. https://www.eunethta.eu/wp-content/uploads/2022/12/EUnetHTA-21-D4.3.1-Direct-and-indirect-comparisons-v1.0.pdf
24.
HTA CG. Methodological Guideline for Quantitative Evidence Synthesis: Direct and Indirect Comparisons 2024. https://health.ec.europa.eu/document/download/4ec8288e-6d15-49c5-a490-d8ad7748578f_en?filename=hta_methodological-guideline_direct-indirect-comparisons_en.pdf
25.
Wang SV, Pottegård A, Crown W et al. HARmonized Protocol Template to Enhance Reproducibility of hypothesis evaluating real-world evidence studies on treatment effects: a good practices report of a joint ISPE/ISPOR task force. Pharmacoepidemiol. Drug Saf. 32(1), 44–55 (2023).
• Provides a template to guide the development of clear, reproducible RWE study protocols.
26.
Orsini LS, Berger M, Crown W et al. Improving transparency to build trust in real-world secondary data studies for hypothesis testing-why, what, and how: recommendations and a road map from the Real-World Evidence Transparency Initiative. Value Health 23(9), 1128–1136 (2020).
27.
Hernán MA, Robins JM. Using big data to emulate a target trial when a randomized trial is not available. Am. J. Epidemiol. 183(8), 758–764 (2016).
28.
Shrier I, Platt RW. Reducing bias through directed acyclic graphs. BMC Med. Res. Methodol. 8, 70 (2008).
29.
Lash TL, Fox MP, MacLehose RF et al. Good practices for quantitative bias analysis. Int. J. Epidemiol. 43(6), 1969–1985 (2014).
30.
Sarri G, Patorno E, Yuan H et al. Framework for the synthesis of non-randomised studies and randomised controlled trials: a guidance on conducting a systematic review and meta-analysis for healthcare decision making. BMJ Evid. Based Med. 27(2), 109–119 (2022).
31.
Wang SV, Pinheiro S, Hua W et al. STaRT-RWE: structured template for planning and reporting on the implementation of real world evidence studies. BMJ 372, m4856 (2021).
32.
European Network for Health Technology Assessment (EUnetHTA). Vision paper on the sustainable availability of the proposed Registry Evaluation and Quality Standards Tool (REQueST). https://www.eunethta.eu/wp-content/uploads/2019/10/EUnetHTAJA3_Vision_paper-on-REQueST-tool.pdf
33.
Franklin JM, Patorno E, Desai RJ et al. Emulating randomized clinical trials with nonrandomized real-world evidence studies: first results from the RCT DUPLICATE Initiative. Circulation 143(10), 1002–1013 (2021).
34.
Burns L, Roux NL, Kalesnik-Orszulak R et al. Real-world evidence for regulatory decision-making: guidance from around the world. Clin. Ther. 44(3), 420–437 (2022).
35.
Jaksa A, Wu J, Jónsson P et al. Organized structure of real-world evidence best practices: moving from fragmented recommendations to comprehensive guidance. J. Comp. Eff. Res. 10(9), 711–731 (2021).
36.
Beyrer J, Abedtash H, Hornbuckle K et al. A review of stakeholder recommendations for defining fit-for-purpose real-world evidence algorithms. J. Comp. Eff. Res. 11(7), 499–511 (2022).
37.
IDERHA. Public Consultation. https://www.iderha.org/outreach/public-consultation
38.
Kent S, Burn E, Dawoud D et al. Common problems, common data model solutions: evidence generation for health technology assessment. Pharmacoeconomics 39(3), 275–285 (2021).
39.
Claire R, Elvidge J, Hanif S et al. Advancing the use of real world evidence in health technology assessment: insights from a multi-stakeholder workshop. Front. Pharmacol. 14, 1289365 (2023).
Information & Authors
Information
Published In
Copyright
© 2024 The Authors. This work is licensed under the Attribution-NonCommercial-NoDerivatives 4.0 Unported License
History
Received: 11 April 2024
Accepted: 23 July 2024
Published online: 12 August 2024
Keywords:
Topics
Authors
Metrics & Citations
Metrics
Article Usage
Article usage data only available from February 2023. Historical article usage data, showing the number of article downloads, is available upon request.
Citations
How to Cite
The maze of real-world evidence frameworks: from a desert to a jungle! An environmental scan and comparison across regulatory and health technology assessment agencies. (2024) Journal of Comparative Effectiveness Research. DOI: 10.57264/cer-2024-0061
Export citation
Select the citation format you wish to export for this article or chapter.
Citing Literature
- Grammati Sarri, Bengt Liljas, Keith R. Abrams, Stephen J. Duffield, Murtuza Bharmal, Mapping the Use of Real-World Evidence Across the EU Health Technology Assessment Regulation: Methodological Considerations, Challenges, and Opportunities for Harmonization, Journal of Market Access & Health Policy, 10.3390/jmahp14020020, 14, 2, (20), (2026).
- Yeonhee Kim, Shihua Wen, Khadija Rerhou Rantell, Zhenzhen Xu, Patricia Anderson, Real-world data and evidence in the development of cell and gene therapies, Journal of Biopharmaceutical Statistics, 10.1080/10543406.2026.2648311, (1-16), (2026).
- Paula Leão Moreira, Axel Dignass, Maria Manuela Estevinho, Mafalda Santiago, Walter Reinisch, Bruce E Sands, Geert D’Haens, Gerassimos J Mantzaris, Silvio Danese, Laurent Peyrin-Biroulet, Iris Dotan, Vipul Jairath, Fernando Magro, Axel Dignass, Walter Reinisch, Bruce E Sands, Geert D’Haens, Gerassimos J Mantzaris, Silvio Danese, Laurent Peyrin-Biroulet, Vipul Jairath, Iris Dotan, Fernando Magro, Timing matters: recommendations for outcome assessment in real-world evidence studies of Crohn’s disease, Journal of Crohn's and Colitis, 10.1093/ecco-jcc/jjag030, 20, 3, (2026).
- Jessica Liliana Vargas-Neri, Angela Caro-Rojas, Gilberto Castañeda-Hernández, Christian Camilo Cuello-Meza, Betty Duarte, Daniela Fontana, Cinthya Galicia-Quintanar, Victoria Hall-Ramírez, Diego Salas, Maribel Salas, Julia Jeanett Segura-Uribe, Mónica Tarapues, Heyde Patricia Zuluaga-Arias, Carlos Aceves-González, Josué Bautista-Arteaga, William Carreño-Quintero, Daniela Daza-Paz, Diana María González-Achury, Rosana Angélica Ramírez-Pedreros, Diego Armando Galvis-Sánchez, Luz Dary Terán-Mercado, Strengthening Pharmacovigilance in Latin America: Multidisciplinary Insights from Two ISoP Latin American Chapter Symposia, Drug Safety, 10.1007/s40264-026-01662-w, (2026).
- Ghayath Janoudi, Russanthy Velummailum, Cal Shephard, Eon Ting, Paul Arora, Winson Y. Cheung, Real-World Evidence in Action: A Comprehensive Environmental Scan of Real-World Evidence Use in Health Technology Assessments Submitted to Canada’s Drug Agency From 2020 to 2024, Value in Health Regional Issues, 10.1016/j.vhri.2026.101616, (101616), (2026).
- Alexandros Sagkriotis, Advancing real-world evidence harmonization: lessons from the UK, EMA and global policy frameworks, Journal of Comparative Effectiveness Research, 10.57264/cer-2025-0183, 15, 3, (2026).
- Katharine Cresswell, Ravinder Claire, Laila Issa, Luke Kubehl, Omnia Bilal, Rose Purcell, Amaya Clemente, Jakob Wested, Lotte Groth Jensen, Medha Sasane, Rita Peeters, Bethany Shinkins, Heather Colvin, Best Practices and Gaps in Current Regulatory and Health Technology Assessment Real‐World Evidence Policies for Medicines and Medical Devices: Current State of Play and Next Steps, Clinical and Translational Science, 10.1111/cts.70507, 19, 3, (2026).
- Rebecca E. Ghosh, Rachael Williams, Puja Myles, Perspective Chapter: A Regulatory Perspective on Data Quality Requirements for Medical Product Development and Testing, Data Quality Matters - Best Practices for Integrity and Assurance [Working Title], 10.5772/intechopen.1013231, (2026).
- Patrick J. Arena, Yezhou Sun, Ashley Jaksa, Yu‐Han Kao, Lara Yoon, Ke Meng, Arielle Marks‐Anglin, Vladimir Turzhitsky, Information Bias in Electronic Health Records and Administrative Claims Data: A Targeted Review of the Recent Literature, Clinical Pharmacology & Therapeutics, 10.1002/cpt.70105, 119, 2, (362-367), (2025).
- Emanuel Krebs, Deirdre Weymann, Tania Bubela, Dean A. Regier, How life-cycle real-world evidence can bridge evidentiary gaps in precision oncology, Frontiers in Medicine, 10.3389/fmed.2025.1563950, 12, (2025).
- See more
